Fees and Charges
|
Items |
Institutions |
Charges |
Securities Trading Service |
||
|
Commission per transaction |
Mighty |
$5 |
|
Stamp Duty |
HKSAR Government |
0.1% of transaction amount, minimum $1 |
|
Transaction Levy |
Securities and Futures Commission |
0.0027% of transaction amount |
|
Transaction Levy |
Account and Financial Reporting Council |
0.00015% of transaction amount, round to the nearest cent |
|
Trading Fee |
Hong Kong Exchanges and Clearing Ltd |
0.00565% of transaction amount, round to the nearest cent |
|
Investor Compensation Levy |
Investor Compensation Fund |
N/A |
|
CCASS Settlement Fee |
CCASS |
0.005% of trade amount (including 0.002% collected by HK Clearing) (Minimum $5 & Maximum $100) |
|
Handling Fee For Selling Securities |
Mighty |
$100 per sell order |
Nominee Services & Corporate Actions |
||
|
CCASS Registration Scrip Fee
|
Mighty |
$1 per board lot |
|
CCASS |
$1.5 per board lot |
|
|
Collection Fee of Cash Dividend/Interest/Cash Distribution
|
Mighty |
$10 |
|
CCASS |
0.12% of dividend/interest collected |
|
|
Collection Fee of Scrip Dividend (Including Bonus Shares / Capital Warrants / Bonus Rights etc.) |
Mighty |
$10 |
|
Exercise of Rights / Capital Warrants / Preferential Offer
|
Mighty |
$5 per board lot (Minimum $10, Maximum $100) |
|
CCASS |
$0.8 per board lot (Maximum $10,000) |
|
|
Cash / Share Offer or Privatization
|
Mighty |
$10 |
|
CCASS |
$0.8 per board lot (Maximum $10,000) |
|
|
Ad Valorem Stamp Duty |
HKSAR Government |
$1 for every $1,000 or part thereof |
|
Fee For Handling Share Consolidation / Split |
Mighty |
$10 |
|
Exercise of Warrants / CBBC (With residual value) |
Mighty |
$50 |
|
CCASS |
$0.8 per board lot (Maximum $10,000) |
|
|
Claim Dividend or Other Distribution |
Mighty |
$50 |
|
CCASS |
$200 |
|
Scrip Handling and Settlement |
||
|
Annual Fee |
Mighty |
Free |
|
Custodian Fee |
Mighty |
Free |
|
Deposit of Physical Scrip |
HKSAR Government |
Stamp Duty is chargeable on Transfer Deed: $5 |
|
Returned Physical Scrip |
Mighty |
$5 per cert (Minimum $50) |
|
CCASS |
$3.5 per board lot |
|
|
Physical Scrip Withdrawal Charge |
Mighty |
$5 per cert (Minimum $50) |
|
CCASS |
$3.5 per board lot |
|
|
Settlement Instruction (SI) - Received |
CCASS
|
$1 per transaction; |
|
Settlement Instruction (SI) - Delivery |
Mighty |
$50 per transaction |
|
CCASS |
$1 per transaction; |
|
|
Investor Settlement Instruction (ISI) - Received |
CCASS |
$1 per transaction |
|
Investor Settlement Instruction (ISI) - Delivery |
Mighty |
$50 per transaction |
|
CCASS |
$1 per transaction |
|
Account Maintenance |
||
|
Returned Cheque Charge |
Mighty |
$100 plus bank charge |
|
Stop Payment Charge |
Mighty |
$100 plus bank charge |
|
E-statement |
Mighty |
Free |
|
Administration Fee For Recevie Statement by Mail |
Mighty |
$100 per month |
|
Retrieving Daily / Monthly Statement |
Mighty |
within 1 month: Free; |
|
Confirmation of Share Balance |
Mighty |
$100 per copy |
|
Real-Time Quote Service |
Mighty |
$390 per month |
Other Service |
||
|
IPO Application Service Charge |
Mighty |
$10 per application |
|
Application for IPO Loan |
Mighty |
$100 per application |
|
Stock Segregated Account (with CCASS Statement) Service |
Mighty |
$10 per month |
|
CCASS |
$10 per month (For issuing hard copy statement(s) only) |
|
|
Stock Segregated Account Transfer Instruction (STI) |
CCASS |
$1 per transaction |
|
Cash Account - Overdue Interest |
Mighty |
P+5% p.a. |
|
Margin Financing Rate |
Mighty |
Please call our Customer Services Representatives for details |
|
Interest on Overdue Repayment of IPO Loan |
Mighty |
Please call our Customer Services Representatives for details |
|
Change of Registered Shareholder |
Mighty |
$10 per certificate;$100 per stock |
|
Share Registrar |
$2.5 per certificate (The charge depends on the no. of share certificate transferred or issued as per request, whichever is higher) |
|
|
Redemption of Bonds |
Mighty |
$50 |
|
Deposit through PPS |
Mighty |
Nil ($5,000 or more) $6 (Less than $5,000) |
New securities services fees and charges will be effected from 28 Jul 2023
Note: 1) Round up to the neatest board lot.
2) One transaction may have one or more trades, CCASS Settlement Fee and Trading Tariff charged by
HKEx may vary.
3) Fee will not be refunded if the corporate action is finally revoked by the Company concerned.
4) All charges and fees determined by the HKSAR Government/ Hong Kong Exchanges and Clearing
Ltd/Securities and Futures Commission are subject to change without prior notice.
5) The Company reserves the right to amend the above charge scale as and when necessary.
All charges are subject to the Company's latest announcement.
6) Prime rate is that of HSBC: 5.875% p.a.
7) Mighty has to pay for the PPS service per instruction. For PPS deposit under $5,000, the client
has to pay Mighty a deposit charge of $6 to compensate Mighty's payment for the PPS service.
